Description 
 

Assist in developing and maintaining Compliance Program:

due diligence; testing of policies and procedures of funds and the funds service providers (including sub-investment advisers, administrator, distributor and transfer agents).

Four or more years investment adviser or mutual fund compliance experience required.
Experience with activities supporting mutual fund SEC Rule 38(a)-1 Compliance Programs preferred.
Additional experience in Fund Accounting/Administration or Internal Audit a plus.
Good understanding of mutual funds; Knowledge of securities and markets; Basic knowledge of securities laws relating to mutual funds.

Must have excellent written, oral and presentation skills.

Must have strong PC skills.

Bachelors Degree required